The Investment Advisers Law Examination (Series 65 exam), administered by the Financial Industry Regulatory Authority (FINRA), is used to assess your knowledge and abilities to perform adequately as an investment adviser. Click “Start Test” above to take a free Series 65 practice test! Series 65 Exam Outline The Series 65 exam contains 140 questions, ten … Read more
The NASAA Uniform Combined State Law exam (Series 66 exam), administered by the Financial Industry Regulatory Authority (FINRA), is used to assess your knowledge and abilities to perform adequately as a securities agent and investment adviser representative. Click “Start Test” above to take a free Series 66 practice exam! Series 66 Exam Outline The Series … Read more
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Title XI of the Financial Institutions Reform, Recovery, and Enforcement Act (FIRREA) of 1989 established the requirement that all licensed and certified appraisers pass a skills and knowledge examination issued or endorsed by the Appraiser Qualifications Board (AQB) of the Appraisal Foundation. The Uniform Standards of Professional Appraisal Practice (USPAP) is required for appraisal licensure. … Read more
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